How shall Israel endure in a prospectively non-rational Middle East? This question represents an authentically existential query. Nuclear counter retaliation is complicated, has many-sided and uniquely daunting.
How shall Israel endure in a prospectively non-rational Middle East? It’s a complicated question, many-sided and uniquely daunting. More precisely, this question represents an authentically existential query, one never to be answered with simplifying political rhetoric, banal discourse or otherwise empty witticisms. Above all, it is a bewilderingly complex and nuanced interrogative; one not suited for the easily misled or intellectually faint-hearted.
What is altogether plain is that Israel’s nuclear forces and posture will soon become more urgently important to the country’s national survival.
Indeed, considering a broad assortment of more or less credible circumstances – some of which may even be unwanted and/or inadvertent – the Israeli survival imperative could sometime concern actual use of nuclear weapons.
How might this most markedly unwelcome circumstance actually come to pass? To begin to answer, this is not the time for any continuously unsystematic or fanciful scenarios of prospective nuclear perils. At the same time, it would be mistaken prima facie to assign precise probabilities to any specific categories of nuclear threat or nuclear conflict outcomes. This is the case, inter alia, because (1) mathematically meaningful probabilities must always be based upon the determinable frequency of pertinent past events; and (2) there are (fortunately, of course) no such events to consider.
At a minimum, scholars and strategists should respond to these unprecedented sorts of challenge in regional or geographic terms, thereby highlighting the particular states or clusters of state-sub-state “hybrids” that seemingly pose the plausibly greatest security concern. For Israel, the most obvious locus of nuclear concern remains Iran, including the related prospect of future nuclear terror attacks by Iranian proxies, e.g., Hezbollah. Still, Sunni Arab fears of an impending “Persian Bomb” could prod Egypt and/or Saudi Arabia to “go nuclear” themselves.
Should that happen, Jerusalem could then have to deal with several nuclear “fronts” simultaneously, a staggering geopolitical challenge that would place utterly herculean intellectual expectations upon Israel’s principal security planners.
How shall Israel best prevent its presence in any conflict involving nuclear weapons, whether as war, or “merely” as terrorism? In principle, at least, Jerusalem should be able to undertake certain timely and capable preemptions wherever needed, thus substantially diminishing any conspicuous risks of nuclear engagement. Under authoritative international law, such defensive first-strikes could conceivably qualify as authoritative expressions of “anticipatory self-defense.” Still, the primary obstacles, going forward, will not be narrowly jurisprudential. Even a defensive first strike that is fully legal might still not “work.” Inevitably, for the IDF, principal decisional concerns will be broadly operational and specifically tactical. Not concerns about legality
This understanding brings Israel to the overriding need for coherent nuclear strategy and doctrine, a complicated requirement that must include a counter-value targeted nuclear retaliatory force that would be (1) recognizably secure from enemy first-strikes; and (2) recognizably capable of penetrating any such enemy’s active defenses. To meet this imperative security expectation, the IDF would be well-advised to continue with its selective sea-basing (submarines) of designated portions of its nuclear deterrent force. To meet the equally important requirements of penetration-capability, it will have to stay well ahead of all pertinent enemy air defense refinements. Israeli planners will also need to ensure that their own strategic retaliatory forces are always able to get through any such modernized Iranian defenses, and that the Iranian leadership remains fully aware of this particular Israeli ability.
From the standpoint of making sure that relevant enemy states will have no meaningful doubts about Israel’s capacity to launch “assuredly destructive” retaliations for certain aggressions, Jerusalem will soon need to consider a partial and possibly incremental end to its longstanding policy of “deliberate nuclear ambiguity.” By selectively beginning to remove the “bomb from the basement,” Israel’s planners would then be able to better enhance the credibility of their country’s indispensable nuclear deterrence posture. However counter-intuitive, any mere possession of nuclear forces can never automatically bestow credible nuclear deterrence.
Also always necessary is that would-be aggressors (e.g., an already-nuclear Iran) believe that Israel has (1) the willingness to launch these nuclear forces in retaliation; (2) nuclear forces that are sufficiently invulnerable to their own now-contemplated first-strike attacks; and (3) nuclear forces that can always be expected to penetrate their own deployed ballistic-missile and certain corollary air defenses. Israel, therefore, would soon benefit from releasing certain broad outlines of strategic information supporting the perceived utility and security of its relevant retaliatory forces.
This information, released solely to enhance Israeli nuclear deterrence, would center upon the targeting, hardening, dispersion, multiplication, basing, and yield of selected Israeli nuclear forces. Si vis pacem, para bellum atomicum. “If you want peace, prepare for nuclear war.”
Israel must protect itself against Iran or any other potential nuclear aggressor not only by maintaining a credible nuclear deterrent force, but also by fielding assorted and appropriately intersecting elements of national defense. In this connection, an integral core of Israel’s multi-layered active defenses is the Arrow or “Hetz.” Still, the successfully-tested Arrow, even when reinforced by David’s Sling and Iron Dome, could never achieve a sufficiently high probability of intercept to reassuringly protect Israeli civilians. Its main purpose, therefore, will likely be for the protection of Israel’s “hard” nuclear deterrence infrastructures, not for ultimate security of the nation’s “soft” human targets.
Still, this could change, especially as Israel’s Ministry of Defense continues to produce noteworthy breakthroughs in the development of laser-based weapon systems. Here, Rafael and Elbit Systems will be developing prototypes for advanced laser systems, including some designed for missile interception. In essence, the new Israeli technology will make it possible to develop effective interception systems at relatively low cost, thereby adding an additional layer of national defense protection.
Once it is faced with a fully nuclear adversary in Tehran, Israel will need to convince this adversary that it possesses both the will and the capacity to make any intended Iranian nuclear aggression more costly than gainful. Still, no Israeli move from deliberate ambiguity to nuclear disclosure could meaningfully help in the case of an irrational nuclear enemy, whether appearing in Tehran or anywhere else. For dealing with irrational enemies, those enemies that would not value their own continued national survival more highly than any other preference or combination of preferences, even a comprehensive preemption could already be too late.
Eschatology could also matter here. To the extent that an Iranian leadership might authentically subscribe to certain end-times visions of the Shiite apocalypse, Iran – at least in principle – could sometime cast aside the obligations of rational behavior. Were this to happen, Iran could then effectively become a nuclear suicide-bomber in macrocosm. Nonetheless, this riveting but unverifiable prospect is highly unlikely, at least according to the necessarily imprecise forms of measurement available to strategic planners.
For Israel and its allies, it is time to further systematize inquiry about nuclear weapons and nuclear war in the Middle East. What are the tangibly precise circumstances under which Israel could find itself involved with any actual nuclear weapons use? To answer this most basic question, it will be most productive to respond within already well-established canons of logical analysis and dialectical reasoning. Accordingly, four pertinent and plausibly intersecting narratives or scenarios best “cover the bases”: Nuclear Retaliation; Nuclear Counter Retaliation; Nuclear Preemption; and Nuclear War fighting.
(1) Nuclear Retaliation
Should an enemy state or alliance of enemy states launch a nuclear first-strike against Israel, Jerusalem would assuredly respond, and to whatever extent possible, with a nuclear retaliatory strike. If enemy first-strikes were to involve other forms of unconventional weapons known as chemical or biological weapons of mass destruction (WMD), Israel might launch a nuclear reprisal. This would depend, in presumptively large measure, upon Jerusalem/Tel Aviv’s expectations of follow-on aggression and on its associated calculations of comparative damage-limitation.
If Israel were to absorb a massive conventional attack, a nuclear retaliation might still not be ruled out, especially if: (a) the state aggressors were perceived to hold nuclear, and/or other unconventional weapons in reserve; and/or (b) Israel’s leaders were to believe that non-nuclear retaliations could not prevent annihilation of the Jewish State. A nuclear retaliation by Israel could be ruled out only in those circumstances where enemy state aggressions were entirely conventional, “typical” (that is, sub-existential, or consistent with previous historic instances of enemy attack in degree and intent), and hard-target directed (that is, directed only toward Israeli weapons and military infrastructures, and not at any “soft” civilian populations).
(2) Nuclear Counter retaliation
Should Israel feel compelled to preempt enemy state aggression with conventional weapons, the target state(s) response would largely determine Jerusalem’s next moves. If this response were in any way nuclear, Israel would expectedly turn to an immediate nuclear counter retaliation. If this retaliation were to involve other weapons of mass destruction, Israel might then also feel pressed to take an appropriate escalatory initiative. Inter alia, any such initiative would reflect the presumed need for what is normally described in formal strategic parlance as “escalation dominance.”
All would depend upon Jerusalem’s judgments of enemy state intent and on its calculations of essential damage-limitation. Should the enemy state response to Israel’s preemption be limited to hard-target conventional strikes, it is unlikely that the Jewish State would then move on to nuclear counter retaliations. If, however, the enemy conventional retaliation were plainly “all-out,” and directed toward Israeli civilian populations, not just to Israeli military targets, an Israeli nuclear counter retaliation could not be ruled out.
It would appear that such a counter retaliation could be ruled out only if the enemy state’s conventional retaliation were entirely proportionate to Israel’s preemption, confined exclusively to Israeli military targets, circumscribed by the legal limits of “military necessity” (a limit routinely codified in the law of armed conflict), and accompanied by various explicit and suitably verifiable assurances of non-escalatory intent.
(3) Nuclear Preemption
It is difficult to imagine that Israel would ever decide to launch a preemptive nuclear strike. Though circumstances could arise wherein such a strike would in fact be perfectly rational, it is unlikely that Israel would ever allow itself to reach such dire circumstances. Moreover, unless the nuclear weapons involved were somehow used in a fashion consistent with the laws of war (aka the law of armed conflict), this extreme form of preemption would represent an especially serious violation of international law.
But even if such consistency were possible, the psychological/political impact on the wider world community would be exceedingly negative and far-reaching. In essence, this means that an Israeli nuclear preemption could be expected only (a) where Israel’s enemies had acquired nuclear and/or other weapons of mass destruction judged capable of annihilating the Jewish State; (b) where these enemies had made it clear that their military intentions paralleled their capabilities; (c) where these enemies were believed ready to begin an active “countdown to launch;” and (d) where Jerusalem/Tel Aviv believed that Israeli non-nuclear preemptions could not possibly achieve the minimum needed levels of damage-limitation – that is, levels consistent with physically preserving the state.
(4) Nuclear War fighting
Should nuclear weapons ever be introduced into an actual conflict between Israel and its enemies, either by the Jewish State or by a pertinent foe, nuclear war fighting, at one level or another, would ensue. This would be true so long as: (a) enemy first-strikes would not destroy Israel’s second-strike nuclear capability; (b) enemy retaliations for an Israeli conventional preemption would not destroy Jerusalem/Tel Aviv’s nuclear counter retaliatory capability; (c) Israeli preemptive strikes involving nuclear weapons would not destroy adversarial second-strike nuclear capabilities; and (d) Israeli retaliation for enemy conventional first-strikes would not destroy enemy nuclear counter retaliatory capability.
It follows that in order to satisfy its essential survival requirements, Israel must now take reliable steps to ensure the likelihood of (a) and (b) above, and also the corollary unlikelihood of (c) and (d).
In all cases, Israel’s nuclear strategy and forces must remain oriented to deterrence; never to war fighting. With this obligation in mind, Jerusalem has likely already taken steps to reject any discernible reliance upon tactical or (relatively) low-yield “battlefield” nuclear weapons, and on any corresponding plans for implementing counter-force targeting doctrines. For Israel, at all times, nuclear weapons can only make sense for deterrence ex ante, not revenge ex post.
But, always, rationality must remain a key factor in operational deterrence logic. More exactly, in order simply to be sustained in world politics, any viable system of deterrence must be premised on an assumption of rationality. Essentially, each side must consistently believe that the other side will value its continued national survival more highly than any other preference or combination of preferences.
Indisputably, during the Cold War era, rationality proved to be a consistently reasonable and correct assumption. Now, however, Israel may have good reason to doubt that MAD could work as well in the Middle East as it did more generally during the prior time of US-Soviet bipolarity. Over time, of course, principal decision-makers in Tehran could turn out to be just as rational as were the Soviets. Still, there is no adequately reassuring way of knowing this for certain, or, for that matter, of predicting Iranian rationality with any previously-tested bases of reliable judgment.
This brings up the most sobering question of all: What if Iran should become fully nuclear, and if any consequent nuclear deterrence posture would fail to prevent all-out war between Iran and Israel? What, exactly, would happen if Tehran were to actually launch a nuclear attack against Israel, whether as an atomic “bolt from the blue” or as a result of escalation, whether deliberate or inadvertent?
In considering this basic question, it must be kept in mind that even a fully rational Iranian adversary could sometime decide to launch against Israel because of (1) incorrect information used in its vital decisional calculations; (2) mechanical, electronic, or computer malfunctions; (3) unauthorized decisions to fire in the national decisional command authority; (hacking-related issues); or (5) coup d’état.
In a conceivably worst case scenario, irrational Iranian adversaries would not value their own national survival most highly. Nonetheless, even as irrational foes, they could still maintain a determinable and potentially manipulable ordering of preferences. It follows that Jerusalem should immediately undertake to best anticipate this expected ordering, and to fashion corollary deterrent threats accordingly.
It should also be borne in mind that Iranian preference-orderings would never be created in a vacuum. Eventually, assorted strategic developments in “Palestine” and elsewhere in the region could impact such hierarchies, either as “synergies,” (where the “whole” of any determinable effect would exceed the ascertainable sum of its “parts”) or (in more expressly military language) as “force multipliers.”
There is more. It is frequently assumed that Israel’s nuclear weapons and strategy are more-or-less irrelevant to non-nuclear threats. This erroneous assumption stipulates, albeit implicitly, that (1) extraordinary ordnance and posture must refer exclusively to roughly parallel levels of prospective enemy destructiveness; and that (2) non- nuclear threats – whether from individual states, alliances of states, terror-group adversaries, or even state-terror group “hybrids” – must be symmetrically countered. The invariant core of any such assumption is the following seemingly plausible proposition:
A particular state’s deterrent credibility must be directly proportionate to calculable enemy threats.
At first, this “symmetry hypothesis” appears to make perfect sense. But authentic strategic truth can sometimes be “recalcitrant” or counter-intuitive. Moreover, because virtually all of the Israel-related scenarios or cases in point are effectively sui generis, or without any determinable precedent, nothing of any true scientific value can ever be extrapolated concerning probabilities.
It follows, inter alia, that any meaningful assessment of hypotheses regarding “asymmetrical deterrence” and Israel’s security must always be limited to formal deductive analysis. This indicates, among other things, assessments that are effectively devoid of tangible empirical content, yet are still defined by appropriately stringent standards of internal consistency, logical interconnectedness and conspicuously dialectical thinking.
How to begin? A good place would be with the “grey area” of future enemy non-nuclear threats that are nonetheless unconventional. Most obvious, in this connection, would be credible enemy threats of biological warfare and/or biological terrorism. While assuredly non-nuclear, biological warfare attacks could conceivably also produce grievously injurious or even near-existential event outcomes for Israel.
In principle, at least, Israeli policies of calibrated nuclear reprisal for certain BW attacks could exhibit significant deterrent effectiveness against three of the four above-mentioned adversarial categories. Such policies would be inapplicable, prima facie, against threats from those terror groups functioning without any recognizable state alignments. In such expectedly residual cases, Israel – then plainly lacking operational targets suitable for nuclear ordnance – would need to “fall back” upon the more usual arsenal of counter-terrorist methods and options.
This tactical retrogression would be required even if the particular terror group involved (e.g., Sunni ISIS or Shiite Hezbollah) had already revealed plausible nuclear threat capabilities.
What about those enemy conventional threats that would involve neither nuclear nor biological attack, but were still prospectively massive enough to produce existential or near-existential consequences for Israel? On its face, it seems that in such cases, a would-be conventional aggressor could still reasonably calculate that Jerusalem might actually make good on certain of its decipherable nuclear deterrent threats. Here, however, Israel’s nuclear deterrent threat credibility could be largely dependent upon an antecedent doctrinal shift from “deliberate nuclear ambiguity” (the so-called “bomb in the basement”) to more overt “nuclear disclosure.”
Why? The correct answer must hinge on Israel’s presumed operational flexibility. More specifically, in the absence of any prior shift away from deliberate ambiguity, a would-be aggressor state might still not really understand or accept that the Jewish State already had available to it a sufficiently broad array of graduated nuclear retaliatory responses. Of course, in the presumed absence of such an array, Israeli nuclear deterrence could be correspondingly diminished.
As a direct consequence of its presumptively diminished nuclear ambiguity, Jerusalem could signal its relevant adversary or adversaries that Israel would wittingly cross the nuclear retaliatory threshold to punish any acts of existential or near-existential aggressions. Using more expressly military parlance, Israel’s shift to apt forms of nuclear disclosure would then be intended to ensure “escalation dominance.”
In any such dynamic and complex scenario, the nuclear deterrence advantages for Israel of moving beyond traditional nuclear ambiguity would lie in the compelling signal it is then able to send to particular foes. This signal warns that Jerusalem would not necessarily be limited to launching retaliations that employ only massive and disproportionate levels of nuclear force. A timely Israeli move from ambiguity to disclosure – as long as this doctrinal move were suitably nuanced and incremental – could substantially improve Israel’s prospects for deterring large-scale conventional attacks with more consciously “tailored” nuclear threats.
Finally, it is well worth noting that these stipulated nuclear deterrence benefits could extend to certain Israeli threats of nuclear counter-retaliation. If, for example, Israel should sometime consider initiating a non-nuclear defensive first-strike against Iran, a preemptive act that would persuasively represent “anticipatory self-defense” under authoritative international law, the likelihood of suffering any massive Iranian conventional retaliation might then be diminished. In essence, by following a properly prepared path from deliberate nuclear ambiguity to nuclear disclosure, Jerusalem could expectedly upgrade its indispensable deterrence posture vis-à-vis both nuclear and non-nuclear threats.
Ultimately, Israel’s nuclear deterrent must be oriented toward dominating escalation at multiple levels of conventional and unconventional enemy threats. For this to work, Israeli strategic planners must bear in mind that all future operational success will depend upon prior formulations of national nuclear doctrine.
Looking over this comprehensive delineation of scenarios that could lead Israel to some future involvement in a regional use of nuclear weapons, Jerusalem will need to steadily refine and systematize its core strategic doctrine. In certain circumstances, the tangible results of any such enhancements could also impact United States security. In absolutely all conceivable circumstances, Israel would need to carefully prepare for both rational and non-rational adversaries.
Though the likelihood of the latter is plausibly small, the consequences could be literally incalculable.
Louis René Beres was educated at Princeton (Ph.D., 1971), and is Emeritus Professor of International Law at Purdue. His twelfth book, Surviving Amid Chaos: Israel’s Nuclear Strategy, was published in 2016. His other writings have been published in Harvard National Security Journal; Yale Global Online; World Politics (Princeton); Bulletin of the Atomic Scientists; Israel Defense; Parameters: Journal of the US Army War College; Special Warfare; Oxford University Press; The Jerusalem Post; Infinity Journal; BESA Perspectives; US News & World Report; The Hill; and The Atlantic.
His Terrorism and Global Security: The Nuclear Threat (Westview, first edition, 1979) was one of the first scholarly books to deal specifically with nuclear
This article was first published in Modern Diplomacy